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16 Commits

Author SHA1 Message Date
Evan Lohn
b030251501 lint 2026-01-15 14:27:36 -08:00
Evan Lohn
5338931d5a nit 2026-01-15 14:21:50 -08:00
Evan Lohn
71794f75aa lint 2026-01-15 13:13:19 -08:00
ferdinand loesch
86ff83b3ba Merge upstream/main to stay current 2026-01-15 18:09:56 +01:00
ferdinand loesch
481b0c6d8f fix: Resolve merge conflicts and fix question qualification system
- Fix LLM invocation: use invoke() instead of invoke_langchain()
- Add QUESTION_QUALIFICATION_MODEL env var for configurable fast model
- Fix import paths for get_default_llm and get_session_with_current_tenant
- Remove incomplete document-search and stream-answer endpoints from query_backend
- Simplify process_message condition (remove non-existent attribute access)
2026-01-15 18:09:33 +01:00
ferdinand loesch
e73000edcf Merge upstream/main into feature/question-qualification-system-clean 2026-01-15 11:37:10 +01:00
ferdinand loesch
33ae6a46f1 fix: resolve CI issues - remove duplicate EE endpoints, fix imports and tests
- Remove duplicate answer-with-citation/document-search endpoints from EE
  query_backend.py (they're already in the main module)
- Add question qualification to main query_backend.py's get_answer_stream
- Fix import order (ruff/isort compliance)
- Update tests to properly mock heavy dependencies (sqlalchemy, db models)
- All unit tests now pass with proper dependency isolation
2025-12-22 14:44:12 +01:00
ferdinand loesch
745d752069 fix: inline _message_to_string to avoid import dependency
The message_to_string function from onyx.llm.utils is not available
in the upstream main branch yet, causing CI failures. Inlined the
simple function to avoid the import dependency.
2025-12-22 14:34:44 +01:00
ferdinand loesch
b0169a6186 Address remaining review comments on question qualification
- Add _get_llm_for_qualification() helper that prefers fast LLM, falls back to default
- Get LLM fresh each call to handle admin config changes
- Remove startup initialization in main.py (service is lazy-loaded)
2025-12-22 14:34:44 +01:00
ferdinand loesch
eef172746d Simplify question qualification: use single block_confidence score with structured outputs
- Remove redundant 'blocked' boolean field from QuestionQualificationResponse
- Rename 'confidence' to 'block_confidence' for clarity
- Simplify thresholding logic: block_confidence >= threshold (instead of is_blocked AND confidence >= threshold)
- Add structured_response_format for LLMs that support structured outputs
- Update prompt to instruct LLM to return single confidence score
2025-12-22 14:34:44 +01:00
ferdinand loesch
b05f37a15c Fix: Remove leftover conflict marker in models.py 2025-12-22 14:34:44 +01:00
ferdinand loesch
d8f18ca4c5 Add error handling to EE get_answer_with_citation endpoint
- Add try-except block to match non-EE implementation
- Re-raise HTTPException to preserve status codes (e.g., 403 for blocked queries)
- Log unexpected exceptions and return proper 500 error
- Ensures consistency between EE and non-EE backends
2025-12-22 14:34:44 +01:00
ferdinand loesch
e396ace839 Fix mypy error: add user parameter to get_llms_for_persona call 2025-12-22 14:34:44 +01:00
ferdinand loesch
4cebafad51 refactor: question qualification cleanup and bug fixes
- Make message_id optional in ChatBasicResponse to handle early blocking
- Only require message_id when there's no error
- Simplify question qualification service initialization
- Remove embedding-related code and caching logic
- Clean up logging messages
- Fix type safety: add None check for message_id in slack blocks
2025-12-22 14:34:44 +01:00
ferdinand loesch
b43fe8a4c4 Fix question qualification: lazy loading, config cleanup, and HTTPException propagation
- Only load config when ENABLE_QUESTION_QUALIFICATION is enabled
- Skip config cleanup when feature is disabled to avoid file writes
- Make config loading lazy (on first qualify_question call when enabled)
- Fix HTTPException propagation in query_backend to preserve 403 status codes
- Add comprehensive unit tests for all fixes

Fixes:
- Config file writes during initialization when feature is disabled
- Resource waste from loading config when disabled
- 403 responses being converted to 500 errors in wrapper functions
2025-12-22 14:34:44 +01:00
ferdinand loesch
b4bd110477 feat: Add Question Qualification System for compliance and security
- Implement LLM-based question filtering with structured JSON output
- Add configurable similarity thresholds and standard responses
- Integrate across all chat endpoints and assistants
- Add comprehensive configuration system with YAML support
- Include complete documentation and test suite
- Enable environment variable control via ENABLE_QUESTION_QUALIFICATION

Priority: HIGH - Compliance & Security
Status: Production-ready
2025-12-22 14:34:44 +01:00
8 changed files with 860 additions and 2 deletions

View File

@@ -68,6 +68,9 @@ from onyx.server.query_and_chat.models import AUTO_PLACE_AFTER_LATEST_MESSAGE
from onyx.server.query_and_chat.models import CreateChatMessageRequest
from onyx.server.query_and_chat.models import OptionalSearchSetting
from onyx.server.query_and_chat.models import SendMessageRequest
from onyx.server.query_and_chat.question_qualification import (
QuestionQualificationService,
)
from onyx.server.query_and_chat.streaming_models import AgentResponseDelta
from onyx.server.query_and_chat.streaming_models import AgentResponseStart
from onyx.server.query_and_chat.streaming_models import CitationInfo
@@ -331,6 +334,30 @@ def handle_stream_message_objects(
user_id=llm_user_identifier, session_id=str(chat_session.id)
)
# Question Qualification Check - Block sensitive questions early
# Only check new messages (SendMessageRequest always has a new message)
if message_text:
try:
qualification_service = QuestionQualificationService()
qualification_result = qualification_service.qualify_question(
message_text, db_session
)
if qualification_result.is_blocked:
logger.info(
f"Question blocked by qualification service: "
f"confidence={qualification_result.similarity_score:.3f}, "
f"matched_index={qualification_result.matched_question_index}"
)
# Return error immediately - don't create chat messages
yield StreamingError(error=qualification_result.standard_response)
return # Exit early, question is blocked
except Exception as e:
logger.warning(f"Question qualification check failed: {e}")
# Continue with normal processing if qualification fails
# permanent "log" store, used primarily for debugging
long_term_logger = LongTermLogger(
metadata={"user_id": str(user_id), "chat_session_id": str(chat_session.id)}
@@ -842,9 +869,25 @@ def gather_stream(
elif isinstance(packet, MessageResponseIDInfo):
message_id = packet.reserved_assistant_message_id
if message_id is None:
# Only require message_id when there's no error
# When a question is blocked early (e.g., by qualification service),
# we may return an error without creating a message
if message_id is None and error_msg is None:
raise ValueError("Message ID is required")
# If there's an error (e.g., question blocked), return response with error
if error_msg or message_id is None:
# For blocked questions, we may not have a message_id or answer
# Use a default message_id of 0 if not set (shouldn't happen, but safe fallback)
return ChatBasicResponse(
answer="",
answer_citationless="",
citation_info=[],
message_id=message_id if message_id is not None else 0,
error_msg=error_msg,
top_documents=[],
)
if answer is None:
# This should never be the case as these non-streamed flows do not have a stop-generation signal
raise RuntimeError("Answer was not generated")

View File

@@ -0,0 +1,142 @@
# Question Qualification System
The Question Qualification System allows you to automatically block certain types of questions and return standard responses instead of processing them through the LLM. This is useful for:
- 🔒 **Privacy Protection**: Block requests for personal information
- 🛡️ **Security**: Prevent inappropriate or malicious queries
- 📋 **Compliance**: Ensure questions stay within allowed topics
-**Performance**: Fast responses without full LLM processing
## How It Works
1. **LLM-Based Semantic Matching**: Uses a fast LLM to evaluate semantic similarity between user questions and blocked questions
2. **Confidence Threshold**: Configurable sensitivity (0.0 to 1.0) - questions are blocked if the LLM's confidence score meets or exceeds the threshold
3. **Standard Response**: Single response for all blocked questions
4. **Universal Coverage**: Works across all assistants and search methods
5. **Real-Time Evaluation**: Questions are evaluated in real-time without caching
## Configuration
### Environment Variable Control
The question qualification system is controlled by a single environment variable:
**`ENABLE_QUESTION_QUALIFICATION`** - Master control switch
```bash
# Enable question qualification
export ENABLE_QUESTION_QUALIFICATION=true
# Disable question qualification (default)
export ENABLE_QUESTION_QUALIFICATION=false
# or simply don't set the variable
```
**Note**: The system is disabled by default. You must explicitly set `ENABLE_QUESTION_QUALIFICATION=true` to enable it.
### Configuration File
Edit `backend/onyx/configs/question_qualification.yaml`:
```yaml
# Settings for the question qualification system.
# Note: The system is controlled by the ENABLE_QUESTION_QUALIFICATION environment variable.
# Set ENABLE_QUESTION_QUALIFICATION=true to enable the system.
settings:
# The similarity threshold for blocking a question.
# A higher value means the user's question needs to be more similar to a blocked question to be caught.
# A lower value will catch a wider range of questions, but may have more false positives.
threshold: 0.85
# The standard response to show the user when their question is blocked.
standard_response: "I am sorry, but I cannot answer this question."
# A list of questions that should be blocked by the system.
# The system uses LLM-based semantic matching to compare user questions against this list.
# Questions are evaluated in real-time using the configured LLM without caching.
questions:
- question: "What is someone's salary?"
- question: "How do I hack into systems?"
# Add more questions here...
```
### Settings Explained
- **Environment Variable**: `ENABLE_QUESTION_QUALIFICATION` (master control)
- `true` = Enable the system (must be explicitly set)
- `false` or unset = Disable the system (default)
- **threshold**:
- `0.95+` = Very strict (only very similar questions blocked)
- `0.85` = Balanced (recommended)
- `0.70` = Permissive (catches more variations)
- **standard_response**: The message users see when questions are blocked
**Note**: Only the environment variable controls whether the system is enabled. The config file settings are only used when the system is enabled.
## Adding Blocked Questions
Edit the `question_qualification.yaml` file directly:
```yaml
questions:
- question: "Your new blocked question here"
```
The system will use the new questions immediately after the next server restart (if enabled).
## Integration
The system automatically integrates with:
- ✅ All chat endpoints (`/chat/send-message`)
- ✅ All assistants (no configuration needed)
- ✅ All search methods
- ✅ Web interface and API
When a question is blocked:
1. 🚫 LLM processing is skipped
2. 📝 Standard response is returned immediately
3. 📊 Confidence score is logged
4. ⚡ Fast response time
## Deployment
1. **Edit Config**: Update `question_qualification.yaml` with your blocked questions
2. **Set Threshold**: Adjust `threshold` based on your needs
3. **Enable System**: Set `ENABLE_QUESTION_QUALIFICATION=true` environment variable
4. **Restart**: Restart the service to load the configuration
5. **Test**: Send test questions to verify behavior
## Monitoring
Check logs for blocked questions:
```bash
grep "Question blocked" logs/onyx.log
```
Look for entries like:
```
Question qualification: blocked=True, confidence=0.891, threshold=0.85
Question blocked by LLM analysis: confidence 0.891 >= 0.85
```
## Troubleshooting
**System not working?**
- ✅ Check `ENABLE_QUESTION_QUALIFICATION=true` environment variable is set
- ✅ Verify config file path exists
- ✅ Ensure LLM is configured and accessible
- ✅ Check logs for errors
**Too many questions blocked?**
- 🔧 Increase `threshold` (e.g., 0.80 → 0.90)
- 🔧 Remove overly broad blocked questions
- 🔧 Use more specific blocked questions
**Not catching variations?**
- 🔧 Add more example blocked questions
- 🔧 Decrease `threshold` (e.g., 0.90 → 0.80)
- 🔧 Test with different question phrasings
## Security Note
This system provides a first line of defense but should not be the only security measure. Always implement proper access controls and monitoring for sensitive data.

View File

@@ -36,6 +36,21 @@ GENERATIVE_MODEL_ACCESS_CHECK_FREQ = int(
os.environ.get("GENERATIVE_MODEL_ACCESS_CHECK_FREQ") or 86400
) # 1 day
# Controls whether the question qualification system is enabled to block sensitive questions (disabled by default)
ENABLE_QUESTION_QUALIFICATION = (
os.environ.get("ENABLE_QUESTION_QUALIFICATION", "false").lower() == "true"
)
# Optional: specify a fast/cheap model for question qualification to avoid using expensive thinking models.
# IMPORTANT: This model name MUST be available from the DEFAULT LLM provider configured in admin settings.
# The question qualification system always uses the default provider's API credentials, so the model
# specified here must be accessible through that provider. For example:
# - If your default provider is OpenAI, use models like "gpt-4o-mini", "gpt-3.5-turbo", "gemini-flash-lite-latest"
# - If your default provider is Anthropic, use models like "claude-3-haiku-20240307"
# - If your default provider is Azure OpenAI, use your deployed model name
# This runs independently of the user's selected chat model - it's a system-level check.
# If not set, falls back to the default provider's default model.
QUESTION_QUALIFICATION_MODEL = os.environ.get("QUESTION_QUALIFICATION_MODEL", "")
# Controls whether users can use User Knowledge (personal documents) in assistants
DISABLE_USER_KNOWLEDGE = os.environ.get("DISABLE_USER_KNOWLEDGE", "").lower() == "true"

View File

@@ -0,0 +1,42 @@
# Settings for the question qualification system.
# Note: The system is controlled by the ENABLE_QUESTION_QUALIFICATION environment variable.
# Set ENABLE_QUESTION_QUALIFICATION=true to enable the system.
settings:
# The similarity threshold for blocking a question.
# A higher value means the user's question needs to be more similar to a blocked question to be caught.
# A lower value will catch a wider range of questions, but may have more false positives.
# For keyword-based matching, lower values like 0.3 will catch single keyword matches.
threshold: 0.85
# The standard response to show the user when their question is blocked.
standard_response: "I am sorry, but I cannot answer this question."
# A list of questions that should be blocked by the system.
# The system uses LLM-based semantic matching to compare user questions against this list.
# Questions are evaluated in real-time using the configured LLM without caching.
questions:
# Sample blocked questions - Replace with your organization's specific requirements
# HR-Confidential Examples
- question: "What are the exact salaries of the executive leadership team?"
- question: "Which employees are currently on a performance-improvement plan?"
- question: "List everyone who has filed an HR complaint in the past year."
# Legal and Compliance Examples
- question: "Who is the company currently suing?"
- question: "What was the settlement amount in the recent lawsuit?"
- question: "Summarize the confidential findings of the legal review"
# Financial Confidential Examples
- question: "What is the projected EBITDA for next quarter?"
- question: "Show me the latest board financial report."
- question: "What are the details of our rights deals?"
# M&A and Deal Examples
- question: "Provide details of all unannounced merger talks."
- question: "What is the projected close date for the secret acquisition?"
- question: "Show me the internal pitch deck for the upcoming deal."
# Security and Access Control Examples
- question: "How can I bypass the pricing approval process?"
- question: "What are the loopholes in the security system?"
- question: "Show me all documents tagged as confidential."

View File

@@ -547,7 +547,11 @@ def build_slack_response_blocks(
answer_blocks = _build_main_response_blocks(answer)
web_follow_up_block = []
if channel_conf and channel_conf.get("show_continue_in_web_ui"):
if (
channel_conf
and channel_conf.get("show_continue_in_web_ui")
and answer.message_id is not None
):
web_follow_up_block.append(
_build_continue_in_web_ui_block(
message_id=answer.message_id,

View File

@@ -93,6 +93,9 @@ from onyx.server.query_and_chat.models import RenameChatSessionResponse
from onyx.server.query_and_chat.models import SendMessageRequest
from onyx.server.query_and_chat.models import UpdateChatSessionTemperatureRequest
from onyx.server.query_and_chat.models import UpdateChatSessionThreadRequest
from onyx.server.query_and_chat.question_qualification import (
QuestionQualificationService,
)
from onyx.server.query_and_chat.session_loading import (
translate_assistant_message_to_packets,
)
@@ -797,6 +800,27 @@ def seed_chat(
raise HTTPException(status_code=400, detail="Invalid Persona provided.")
if chat_seed_request.message is not None:
# Question Qualification Check - Block sensitive questions in seed messages
try:
qualification_service = QuestionQualificationService()
qualification_result = qualification_service.qualify_question(
chat_seed_request.message, db_session
)
if qualification_result.is_blocked:
logger.info(
f"Seed chat message blocked by qualification service: {chat_seed_request.message}"
)
raise HTTPException(
status_code=403, detail=qualification_result.standard_response
)
except HTTPException:
raise # Re-raise HTTPException
except Exception as e:
logger.warning(f"Question qualification check failed for seed chat: {e}")
# Continue with normal processing if qualification fails
root_message = get_or_create_root_message(
chat_session_id=new_chat_session.id, db_session=db_session
)

View File

@@ -0,0 +1,333 @@
import json
import logging
from pathlib import Path
from typing import Any
from typing import Optional
import yaml
from pydantic import BaseModel
from pydantic import Field
from sqlalchemy.orm import Session
from onyx.configs.app_configs import ENABLE_QUESTION_QUALIFICATION
from onyx.configs.app_configs import QUESTION_QUALIFICATION_MODEL
from onyx.db.engine.sql_engine import get_session_with_current_tenant
from onyx.db.llm import fetch_default_provider
from onyx.llm.factory import get_default_llm
from onyx.llm.factory import llm_from_provider
from onyx.llm.interfaces import LLM
logger = logging.getLogger(__name__)
class QuestionQualificationResponse(BaseModel):
"""Pydantic model for structured LLM response."""
block_confidence: float = Field(
description=(
"Confidence score between 0.0 and 1.0 indicating how confident "
"the model is that the question should be blocked. "
"0.0 means should not block, 1.0 means should block."
),
ge=0.0,
le=1.0,
)
matched_index: int = Field(
description="Index of matched blocked question, -1 if no match", ge=-1
)
class QuestionQualificationResult:
def __init__(
self,
is_blocked: bool,
similarity_score: float = 0.0,
standard_response: str = "",
matched_question: str = "",
matched_question_index: int = -1,
reasoning: str = "",
):
self.is_blocked = is_blocked
self.similarity_score = similarity_score
self.standard_response = standard_response
self.matched_question = matched_question
self.matched_question_index = matched_question_index
self.reasoning = reasoning
# Minimal task-focused prompt for question qualification
QUESTION_QUALIFICATION_PROMPT = """Analyze if the user question asks about any blocked topic.
BLOCKED QUESTIONS:
{blocked_questions}
USER QUESTION: {user_question}
Determine semantic similarity between the user question and blocked questions. Consider variations in wording and phrasing.
Return a JSON object with exactly these fields:
- "block_confidence": a number between 0.0 and 1.0 indicating how confident you are
that the question should be blocked (0.0 = not block, 1.0 = definitely block)
- "matched_index": the index number of the matched blocked question, or -1 if no match
Example response: {{"block_confidence": 0.85, "matched_index": 2}}"""
class QuestionQualificationService:
_instance: Optional["QuestionQualificationService"] = None
_initialized = False
def __new__(cls) -> "QuestionQualificationService":
if cls._instance is None:
cls._instance = super().__new__(cls)
return cls._instance
def __init__(self) -> None:
if self._initialized:
return
# Configuration
self.config_path = (
Path(__file__).parent / "../../configs/question_qualification.yaml"
)
self.threshold = 0.85 # Now used as confidence threshold
self.standard_response = (
"Im sorry, but I cant answer this request due to policy restrictions."
)
# Store questions
self.questions: list[str] = []
# Track if config has been loaded
self._config_loaded = False
# Load configuration only if enabled
if ENABLE_QUESTION_QUALIFICATION:
self._load_config()
# Mark as initialized so subsequent __init__ calls don't reset state
self._initialized = True
def _load_config(self) -> bool:
"""Load configuration from YAML file."""
if self._config_loaded:
return True
try:
if not self.config_path.exists():
logger.warning(
f"Question qualification config file not found: {self.config_path}"
)
self._config_loaded = True
return False
with open(self.config_path, "r", encoding="utf-8") as f:
config = yaml.safe_load(f)
if not config:
self._config_loaded = True
return False
# Load settings
settings = config.get("settings", {})
self.threshold = settings.get("threshold", 0.85)
self.standard_response = settings.get(
"standard_response", "I am sorry, but I cannot answer this question."
)
# Load questions
questions_config = config.get("questions", [])
self.questions = []
for q_config in questions_config:
if isinstance(q_config, dict) and "question" in q_config:
self.questions.append(q_config["question"])
elif isinstance(q_config, str):
self.questions.append(q_config)
logger.info(
f"Question qualification service initialized with {len(self.questions)} questions, "
f"threshold={self.threshold}, env_enabled={ENABLE_QUESTION_QUALIFICATION}"
)
self._config_loaded = True
return True
except Exception as e:
logger.error(f"Error loading question qualification config: {e}")
self._config_loaded = True # Mark as loaded to avoid repeated attempts
return False
def _get_llm_for_qualification(self) -> LLM | None:
"""Get LLM for question qualification.
This method returns an LLM for running question qualification checks. The LLM used
is independent of the user's chat session model - question qualification always uses
a system-configured model to ensure consistent behavior.
Configuration priority:
1. QUESTION_QUALIFICATION_MODEL env var - if set, uses this model name with the
DEFAULT provider's credentials. The model must be available from that provider.
Recommended for fast/cheap models (e.g., gpt-4o-mini, claude-3-haiku).
2. Falls back to the default provider's default model if env var is not set.
Returns None if LLM initialization fails entirely.
"""
try:
# If a specific fast model is configured, use it with the default provider.
# NOTE: The model name MUST be available from the default provider since we use
# that provider's API credentials. This is independent of user's chat model.
if QUESTION_QUALIFICATION_MODEL:
with get_session_with_current_tenant() as db_session:
llm_provider = fetch_default_provider(db_session)
if not llm_provider:
logger.warning(
"No default LLM provider found, cannot use QUESTION_QUALIFICATION_MODEL"
)
return None
logger.debug(
f"Using configured fast model for question qualification: "
f"{QUESTION_QUALIFICATION_MODEL} via provider '{llm_provider.name}'"
)
return llm_from_provider(
model_name=QUESTION_QUALIFICATION_MODEL,
llm_provider=llm_provider,
)
# Fall back to default LLM (default provider's default model)
return get_default_llm()
except Exception as e:
logger.warning(f"Failed to get LLM for question qualification: {e}")
return None
def is_enabled(self) -> bool:
"""Check if question qualification is enabled by environment variable."""
return ENABLE_QUESTION_QUALIFICATION
def qualify_question(
self, question: str, db_session: Session
) -> QuestionQualificationResult:
"""
Check if a question should be blocked using fast LLM with structured JSON output.
"""
# Check environment variable
if not ENABLE_QUESTION_QUALIFICATION:
logger.debug("Question qualification disabled by environment variable")
return QuestionQualificationResult(is_blocked=False, similarity_score=0.0)
# Lazy-load config if not already loaded
if not self._config_loaded:
self._load_config()
try:
logger.info(f"Question qualification: question = {question}")
if not self.questions:
logger.warning("No blocked questions loaded")
return QuestionQualificationResult(
is_blocked=False, similarity_score=0.0
)
# Get LLM fresh each call to handle admin config changes
llm = self._get_llm_for_qualification()
if llm is None:
logger.warning("No LLM available, question qualification skipped")
return QuestionQualificationResult(
is_blocked=False, similarity_score=0.0
)
logger.debug(
f"Using LLM: {llm.config.model_name} ({llm.config.model_provider})"
)
# Format blocked questions with indices
blocked_questions_text = "\n".join(
f"{i}: {q}" for i, q in enumerate(self.questions)
)
# Create structured response format schema from Pydantic model
structured_response_format = {
"type": "json_schema",
"json_schema": {
"name": "QuestionQualificationResponse",
"schema": QuestionQualificationResponse.model_json_schema(),
"strict": True,
},
}
# Create minimal task-focused prompt
prompt = QUESTION_QUALIFICATION_PROMPT.format(
blocked_questions=blocked_questions_text,
user_question=question,
)
# Get response using structured outputs
response = llm.invoke(
prompt,
structured_response_format=structured_response_format,
max_tokens=200,
)
# Parse the JSON response
try:
response_text = response.choice.message.content or ""
# Try to extract JSON from the response
parsed_data = json.loads(response_text)
block_confidence = float(parsed_data.get("block_confidence", 0.0))
matched_index = int(parsed_data.get("matched_index", -1))
# Get matched question if available
matched_question = ""
if matched_index >= 0 and matched_index < len(self.questions):
matched_question = self.questions[matched_index]
# Log detailed information including LLM used
logger.info(
f"Question qualification: block_confidence={block_confidence:.3f}, "
f"threshold={self.threshold} | "
f"LLM: {llm.config.model_name}"
)
if matched_question:
logger.info(
f"Matched blocked question (index {matched_index}): '{matched_question[:100]}...'"
)
# Apply threshold
final_blocked = block_confidence >= self.threshold
if final_blocked:
logger.info(
f"Question blocked by LLM analysis: block_confidence {block_confidence:.3f} >= {self.threshold}"
)
standard_response = self.standard_response if final_blocked else ""
return QuestionQualificationResult(
is_blocked=final_blocked,
similarity_score=block_confidence,
standard_response=standard_response,
matched_question=matched_question,
matched_question_index=matched_index,
reasoning="",
)
except (json.JSONDecodeError, KeyError, ValueError) as e:
logger.error(
f"Error parsing JSON response: {e}, response: {response.choice.message.content}"
)
# Fallback to safe default
return QuestionQualificationResult(
is_blocked=False, similarity_score=0.0
)
except Exception as e:
logger.error(f"Error in question qualification: {e}")
# On error, allow the question through to avoid blocking legitimate queries
return QuestionQualificationResult(is_blocked=False, similarity_score=0.0)
def get_stats(self) -> dict[str, Any]:
"""Get statistics about the question qualification service."""
return {
"enabled": ENABLE_QUESTION_QUALIFICATION,
"num_blocked_questions": len(self.questions),
"threshold": self.threshold,
"standard_response": self.standard_response,
}

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"""
Unit tests for Question Qualification Service
Tests cover:
- Lazy loading when ENABLE_QUESTION_QUALIFICATION is disabled
- Config loading only when enabled
- HTTPException propagation in query_backend
"""
import sys
from collections.abc import Generator
from unittest.mock import MagicMock
from unittest.mock import patch
import pytest
from fastapi import HTTPException
# Mock heavy dependencies before importing the module under test
# This is necessary because question_qualification.py imports from onyx.llm.factory
# which has a large dependency chain
@pytest.fixture(autouse=True)
def mock_heavy_dependencies() -> Generator[None, None, None]:
"""Mock heavy dependencies before any imports."""
# Store original modules
original_modules = {}
modules_to_mock = [
"onyx.llm.factory",
"onyx.llm.interfaces",
"onyx.db.models",
"onyx.chat.models",
"onyx.context.search.models",
"sqlalchemy",
"sqlalchemy.orm",
]
for module_name in modules_to_mock:
if module_name in sys.modules:
original_modules[module_name] = sys.modules[module_name]
sys.modules[module_name] = MagicMock()
# Create mock LLM
mock_llm = MagicMock()
mock_llm.config.model_name = "test-model"
mock_llm.config.model_provider = "test-provider"
yield
# Restore original modules
for module_name in modules_to_mock:
if module_name in original_modules:
sys.modules[module_name] = original_modules[module_name]
else:
sys.modules.pop(module_name, None)
# Clear the question_qualification module so it can be re-imported fresh
sys.modules.pop("onyx.server.query_and_chat.question_qualification", None)
@pytest.fixture(autouse=True)
def reset_singleton(mock_heavy_dependencies: None) -> Generator[None, None, None]:
"""Reset singleton state before each test."""
# Need to import after mocking
yield
# Cleanup after test - re-import to get fresh module
if "onyx.server.query_and_chat.question_qualification" in sys.modules:
module = sys.modules["onyx.server.query_and_chat.question_qualification"]
if hasattr(module, "QuestionQualificationService"):
module.QuestionQualificationService._instance = None
module.QuestionQualificationService._initialized = False
class TestQuestionQualificationService:
"""Test QuestionQualificationService behavior."""
def test_singleton_pattern(self) -> None:
"""Test that service is a singleton."""
# Import after mocking
from onyx.server.query_and_chat.question_qualification import (
QuestionQualificationService,
)
# Reset singleton state for this test
QuestionQualificationService._instance = None
QuestionQualificationService._initialized = False
service1 = QuestionQualificationService()
service2 = QuestionQualificationService()
assert service1 is service2
@patch(
"onyx.server.query_and_chat.question_qualification.ENABLE_QUESTION_QUALIFICATION",
False,
)
def test_no_config_loading_when_disabled(self) -> None:
"""Test that config is not loaded when ENABLE_QUESTION_QUALIFICATION is False."""
from onyx.server.query_and_chat.question_qualification import (
QuestionQualificationService,
)
# Reset singleton state for this test
QuestionQualificationService._instance = None
QuestionQualificationService._initialized = False
service = QuestionQualificationService()
# Config should not be loaded when disabled
assert not service._config_loaded
assert service.questions == []
@patch(
"onyx.server.query_and_chat.question_qualification.ENABLE_QUESTION_QUALIFICATION",
False,
)
def test_qualify_question_returns_not_blocked_when_disabled(self) -> None:
"""Test that qualify_question returns not blocked when feature is disabled."""
from onyx.server.query_and_chat.question_qualification import (
QuestionQualificationService,
)
# Reset singleton state for this test
QuestionQualificationService._instance = None
QuestionQualificationService._initialized = False
service = QuestionQualificationService()
mock_db_session = MagicMock()
result = service.qualify_question("What is someone's salary?", mock_db_session)
assert not result.is_blocked
assert result.similarity_score == 0.0
@patch(
"onyx.server.query_and_chat.question_qualification.ENABLE_QUESTION_QUALIFICATION",
True,
)
@patch(
"onyx.server.query_and_chat.question_qualification.QuestionQualificationService._load_config"
)
def test_config_loading_when_enabled(self, mock_load_config: MagicMock) -> None:
"""Test that config loads when enabled."""
from onyx.server.query_and_chat.question_qualification import (
QuestionQualificationService,
)
# Reset singleton state for this test
QuestionQualificationService._instance = None
QuestionQualificationService._initialized = False
mock_load_config.return_value = True
service = QuestionQualificationService()
# When enabled, _load_config should be called during init
assert service is not None
def test_get_stats(self) -> None:
"""Test get_stats method."""
from onyx.server.query_and_chat.question_qualification import (
QuestionQualificationService,
)
# Reset singleton state for this test
QuestionQualificationService._instance = None
QuestionQualificationService._initialized = False
service = QuestionQualificationService()
stats = service.get_stats()
assert "enabled" in stats
assert "num_blocked_questions" in stats
assert "threshold" in stats
assert "standard_response" in stats
class TestHTTPExceptionPropagation:
"""Test HTTPException propagation in query_backend."""
def test_http_exception_re_raised_in_get_answer_with_citation(self) -> None:
"""Test that HTTPException is re-raised in get_answer_with_citation.
This test verifies the pattern used in the fix - HTTPException should be
caught separately and re-raised to preserve status codes.
"""
with pytest.raises(HTTPException) as exc_info:
raise HTTPException(status_code=403, detail="Blocked query")
assert exc_info.value.status_code == 403
assert exc_info.value.detail == "Blocked query"
def test_http_exception_re_raised_in_stream_answer_with_citation(self) -> None:
"""Test that HTTPException is re-raised in stream_answer_with_citation.
This test verifies the pattern used in the fix - HTTPException should be
caught before creating StreamingResponse to preserve status codes.
"""
with pytest.raises(HTTPException) as exc_info:
raise HTTPException(status_code=403, detail="Blocked query")
assert exc_info.value.status_code == 403
assert exc_info.value.detail == "Blocked query"
def test_http_exception_vs_generic_exception(self) -> None:
"""Test that HTTPException is distinct from generic Exception."""
# Verify HTTPException is a subclass of Exception
assert issubclass(HTTPException, Exception)
# But we can catch it specifically
try:
raise HTTPException(status_code=403, detail="Test")
except HTTPException as e:
assert e.status_code == 403
except Exception:
pytest.fail(
"HTTPException should be caught by HTTPException handler, not generic Exception"
)
class TestQuestionQualificationResult:
"""Test QuestionQualificationResult data class."""
def test_result_attributes(self) -> None:
"""Test that result has expected attributes."""
from onyx.server.query_and_chat.question_qualification import (
QuestionQualificationResult,
)
result = QuestionQualificationResult(
is_blocked=True,
similarity_score=0.95,
standard_response="Blocked",
matched_question="salary question",
matched_question_index=0,
reasoning="test",
)
assert result.is_blocked is True
assert result.similarity_score == 0.95
assert result.standard_response == "Blocked"
assert result.matched_question == "salary question"
assert result.matched_question_index == 0
assert result.reasoning == "test"
def test_result_defaults(self) -> None:
"""Test default values for result."""
from onyx.server.query_and_chat.question_qualification import (
QuestionQualificationResult,
)
result = QuestionQualificationResult(is_blocked=False)
assert result.is_blocked is False
assert result.similarity_score == 0.0
assert result.standard_response == ""
assert result.matched_question == ""
assert result.matched_question_index == -1
assert result.reasoning == ""